Who We Are

Sterling Group and Freedom Investment Management

Prior to forming a business together, We shared a view that most individual and institutional investors got flawed advice. The vast majority of investment portfolios were actively managed – advisors or brokers attempted to pick superior stocks and mutual funds or they tried to improve results by anticipating the market. Textbooks contained considerable evidence over time that most funds failed to beat an appropriate benchmark. There were books such as “A Random Walk Down Wall Street” and “Winning the Loser’s Game” that came to the same conclusion. None of this seemed to impact the popularity of active management. In fact, with few exceptions, the business models of most fund companies and brokerage firms were based on active management.

In 2006 we learned of a fund company Dimensional Fund Advisors (DFA) that was based on the same academic research that was so critical of the active management industry. During their due diligence, it became clear that DFA’s philosophy went farther than simply favoring index funds.  DFA’s investment approach used low cost asset class funds not index funds. Portfolios were constructed on the 3 factor model which favored value stocks and small cap stocks. The overall approach was compelling.

After completing their due diligence, we decided to build a retail investment business around DFA’s approach.  It would be predicated on educating investors on how to be a better long term investor. Access to DFA was an issue. DFA only allows a select group of Registered Investment Advisor’s to offer DFA funds to retail clients. Brian and Tom interviewed several RIA’s with DFA access and decided on 3D Asset Management (3D) located in Hartford CT. The principals of 3D had extensive industry experience as well as experience with DFA.

The founders of Sterling Group Brian Hawley and Tom Bodine became Investment Advisor Representatives of 3D. They formed Sterling Group to coordinate their personal retail sales and marketing efforts. Scott Hawley joined 3D Asset Management in 2016 as an Investment Advisor Representative. Dan Snyder joined 3D Asset Management as an investment Advisor Representative in 2018. Tom Bodine retired in 2018. 

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3D Asset Management merged with LCM Advisors and its Registered Investment Advisor Lee Capital in Dec of 2020. The combined RIA was named 3D/L Capital Management

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In June of 2022, Freedom Investment Management, Inc. was formed by the merger of 3D/L Capital Management, LLC (3D) and EQIS Capital Management, Inc. (EQIS), combining the companies into a single asset management platform branded Freedom Advisors. We have been serving independent advisors for 20 years with a focus on freeing advisors to do what they do best and to have control over their practices.

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Freedom Advisors offers a turnkey asset management platform (TAMP) with a complete portfolio management solution, comprehensive outsourcing of operations, and high-touch service to help advisors run efficient practices and deliver superior outcomes for their clients.